Exam Code: SIE
Exam Name: Securities Industry Essentials Exam (SIE)
Version: V13.25
Q & A: 72 Questions and Answers
SIE Free Demo download
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NEW QUESTION: 1
What is the meaning of settlement (Herstatt) risk?
A. any amount that is due to be received under a contract should be regarded as a settlement risk until final confirmation of receipt is confirmed
B. the risk of aborting settlement procedures due to the unavailability of back office staff
C. the risk that settlement arrangements will be made with the wrong counterparty
D. the risk a payment order will not be processed due to a power failure in which the disaster recovery back-up system fails
Answer: A
NEW QUESTION: 2
Which server does Huawei FusionCube 6000C use?
A. X6800
B. E9000
C. X6000
D. RH2288H
Answer: C
NEW QUESTION: 3
What is the maximum number of fields a tracking group can have for each of the data types?
A. 0
B. 1
C. 2
D. 3
Answer: C
NEW QUESTION: 4
Which of the following are rules for choosing right measurements?
I. Economical to obtain and supply
II. Provide a basis for decisions
III. Easily correct and interpret
IV. Multiple Measures are better than single
A. I, II, & III Only
B. I, III, & IV Only
C. I, II, III, & IV
D. I, II, & IV Only
Answer: C
Explanation:
6 rules for choosing the right measurements (this came up 3 times on my final test! Know
these)
1 . Multiple measures are better than single
2 . Should provide a basis for decisions
3 . Immediately understandable
4 . Easily and correctly interpreted
5 . Economical to obtain and supply
6 . Must cause correct response from a strategic perspective
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