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NISM-Series-VII real exams

Exam Code: NISM-Series-VII

Exam Name: NISM Series VII - Securities Operations and Risk Management Certification

Version: V13.25

Q & A: 72 Questions and Answers

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NEW QUESTION: 1
While conducting a payroll audit, an internal auditor in a large government organization found inadequate segregation in the duties assigned to the assistant director of personnel. When the auditor explained the risk of fraud, the assistant director became upset, terminated the interview, and threatened to sue the organization for defamation of character if the audit engagement was not curtailed. The auditor discussed the situation with the chief audit executive (CAE). The CAE should then:
A. Add additional testing to determine whether other indicators of fraud exist.
B. Continue the original engagement program as planned but include a comment about the assistant director's reaction in the engagement final communication.
C. Provide a report to senior management recommending a fraud investigation.
D. Curtail the audit engagement to avoid potential legal action.
Answer: A

NEW QUESTION: 2
Which three upgrades should an administrator be able to perform using Lifecycle Management? (Choose Three)
A. BIOS
B. BMC
C. AOS
D. HBA Firmware
E. Hypervisor
Answer: B,C,D
Explanation:
Reference:
https://portal.nutanix.com/page/documents/kbs/details?targetId=kA00e000000LMgICAW

NEW QUESTION: 3
Which three statements about the ACEs that are matched by a Cisco APIC-EM ACL path are true? (Choose three.)
A. ACEs are reported only if they match.
B. All ACEs found by the trace are reported, including those that fail to match.
C. If an optional criterion is omitted from the trace, the results include all possible ACE matches.
D. If an optional criterion is omitted from the trace, the results are reported as if the default value was specified.
E. If the trace fails to find a matching ACE in an ACL, it is reported as implicitly denied.
F. If the trace fails to find a matching ACE in an ACL, it is reported as implicitly permitted.
Answer: A,C,E
Explanation:
The following rules effect the ACL path trace results:
* Only matching ACEs are reported.
* If you leave out the protocol, source port, or destination port when defining a path trace, the results include ACE matches for all possible values for these fields.
* If no matching ACEs exists in the ACL, the flow is reported to be implicitly denied Reference: https://www.cisco.com/c/en/us/td/docs/cloud-systems-management/application-policy-infrastructure-controller-enterprise-module/1-2-x/config-guide/ b_apic-em_config_guide_v_1-2-x/b_apic-em_config_guide_v_1-2-x_chapter_01000.pdf page 24

NEW QUESTION: 4
When provisioning a new logical unit, which RAID group property is the basis for limiting the LUN capacity that can be specified?
A. Largest contiguous free space
B. Total formatted capacity
C. Largest user capacity
D. Total raw capacity
Answer: A

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