Exam Code: SIE
Exam Name: Securities Industry Essentials Exam (SIE)
Version: V13.25
Q & A: 72 Questions and Answers
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NEW QUESTION: 1
A company is installing Cisco Collaboration infrastructure and one of the requirements is that they must be able to communicate with many external parties that are using H.323 and SIP. Internally they want to register the endpoints only on SIP.
Which functionality would describe the feature that needs to be enabled and where to achieve this?
A. Interworking in Expressway-C
B. Interworking in Cisco Unified Communications Manager
C. Transcoding in Cisco Unified Communications Manager
D. Transcoding in Expressway-C
Answer: A
NEW QUESTION: 2
A Symantec Messaging Gateway 10.5 administrator is creating a new spam policy and needs to choose a message condition. Which two are valid message conditions? (Select two.)
A. a message that fails bounce attack validation
B. a message that is unscannable
C. a message that contains prepended notation
D. a message that is spam or suspected spam
E. a message that contains a header from DLP
Answer: A,D
NEW QUESTION: 3
In which of the following situations would an auditor ordinarily issue an unqualified audit opinion without an
explanatory paragraph?
A. The auditor decides to make reference to the report of another auditor as a basis, in part, for the
auditor's opinion.
B. The auditor has substantial doubt about the entity's ability to continue as a going concern, but the
circumstances are fully disclosed in the financial statements.
C. The auditor wishes to emphasize that the entity had significant related party transactions.
D. The entity issues financial statements that present financial position and results of operations, but
omits the statement of cash flows.
Answer: A
Explanation:
Explanation/Reference:
Explanation:
Choice "B" is correct. An auditor would generally issue an unqualified audit opinion without an explanatory
paragraph when the auditor decides to make reference to the report of another auditor as a basis, in part,
for the auditor's opinion. The auditor would modify his/her report (all three paragraphs), but would not add
an explanatory paragraph.
Choices "A" and "D" are incorrect. An auditor ordinarily would issue an unqualified opinion with an
explanatory paragraph if he or she wishes to emphasize that the entity had significant related party
transactions, or if the auditor has substantial doubt about the entity's ability to continue as a going concern
(even if the circumstances are fully disclosed in the financial statements).
Choice "C" is incorrect. If the entity issues financial statements that present financial position and results of
operations but omit the statement of cash flows, the opinion will be qualified.
NEW QUESTION: 4
How to configure Collector agent settings?
A. The IP address change verify interval monitors the server IP address where the collector agent is installed, and updates the collector agent configuration if it changes.
B. The user group cache expiry is used to age out the monitored groups.
C. The dead entry timeout interval is used to age out entries with an unverified status.
D. The workstation verify interval is used to periodically check if a workstation is still a domain member.
Answer: A
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