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SIE real exams

Exam Code: SIE

Exam Name: Securities Industry Essentials Exam (SIE)

Version: V13.25

Q & A: 72 Questions and Answers

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NEW QUESTION: 1
Nachdem ein Projekt genehmigt wurde, teilt ein wichtiger Stakeholder dem Projektmanager mit, dass die aktuelle Projektmanagementstrategie nicht genau definiert ist. Der Projektmanager wird auch darüber informiert, dass der wichtige Stakeholder keine Arbeitssitzung abhalten möchte. Was sollte der Projektmanager zuerst tun?
A. Fahren Sie mit einer Arbeitssitzung für Teams fort, die nicht zu diesem wichtigen Stakeholder gehören
B. Bitten Sie den Projektsponsor, Autorität auf den wichtigsten Stakeholder auszuüben, um den genehmigten Zeitplan einzuhalten
C. Laden Sie den wichtigsten Stakeholder in das Change Control Board (CCB) des Projekts ein, um die Anpassung der Projektstrategie zu besprechen
D. Teilen Sie die Projektdokumente und laden Sie den wichtigsten Stakeholder ein, alle Probleme zu besprechen
Answer: D

NEW QUESTION: 2
Which of the following control pairing places emphasis on "soft" mechanisms that support the access control objectives?
A. Preventive/Technical Pairing
B. Detective/Administrative Pairing
C. Preventive/Administrative Pairing
D. Preventive/Physical Pairing
Answer: C
Explanation:
Soft Control is another way of referring to Administrative control.
Technical and Physical controls are NOT soft control, so any choice listing them was not
the best answer.
Preventative/Technical is incorrect because although access control can be technical
control, it is commonly not referred to as a "soft" control
Preventative/Administrative is correct because access controls are preventative in nature. it
is always best to prevent a negative event, however there are times where controls might
fail and you cannot prevent everything. Administrative controls are roles, responsibilities,
policies, etc which are usually paper based. In the administrative category you would find
audit, monitoring, and security awareness as well.
Preventative/Physical pairing is incorrect because Access controls with an emphasis on
"soft" mechanisms conflict with the basic concept of physical controls, physical controls are
usually tangible objects such as fences, gates, door locks, sensors, etc...
Detective/Administrative Pairing is incorrect because access control is a preventative
control used to control access, not to detect violations to access.
Source: KRUTZ, Ronald L. & VINES, Russel D., The CISSP Prep Guide: Mastering the
Ten Domains of Computer Security, 2001, John Wiley & Sons, Page 34.

NEW QUESTION: 3
You have an Azure subscription that contains an Azure Storage account named storage1 and the users shown in the following table.

You plan to monitor storage1 and to configure email notifications for the signals shown in the following table.

You need to identify the minimum number of alert rules and action groups required for the planned monitoring.
How many alert rules and action groups should you identify? To answer, select the appropriate options in the answer area.
NOTE: Each correct selection is worth one point.

Answer:
Explanation:


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