Exam Code: Series-7
Exam Name: General Securities Representative Qualification Examination (GS)
Version: V13.25
Q & A: 72 Questions and Answers
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NEW QUESTION: 1
A. Option A
B. Option C
C. Option D
D. Option B
Answer: A
Explanation:
https://en.wikipedia.org/wiki/Packet_analyzer
NEW QUESTION: 2
領収書を銀行に送金するプロセスでは、送金エラーが発生します。
これを解決するための3つの是正措置を特定します。 (3つ選択してください。)
A. 領収書の取り消し
B. 楽器の変更
C. クレジットの取り消し
D. デビットメモの取り消し
E. 支払い情報のクリア
Answer: A,B,E
NEW QUESTION: 3
Welches Produkt wird NICHT im Prozess "Verwalten einer Stufengrenze" erstellt?
A. Ausnahmeplan
B. Endphasenbericht
C. Leistungsüberprüfungsplan
D. Unterrichtsbericht
Answer: C
NEW QUESTION: 4
What should a bank focus on to ensure on-going compliance with its AML program?
A. It should ensure that the regulators have reviewed and have approved the bank's AML program
B. It should subject all new employees to criminal background checks before being hired
C. It should ensure that it develops and provides on-going targeted training of all current and new employees
D. It should review and update its transaction monitoring system
Answer: C
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